Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Albert Nobile | 1722346 | 3 | 10/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos C Garcia | 2635960 | 2 | 07/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 05/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan E Penney | 1238195 | 2 | 10/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 06/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Anne Radcliff | 4099144 | 3 | 03/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rod R Cushing | 2479782 | 2 | 11/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Osborn | 3257186 | 3 | 12/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 11/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darwin Junior Dees | 4662702 | 3 | 06/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |