Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Gerard Adamo | 1624126 | 5 | 11/12/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kendrea Sharon Lopez | 3155088 | 1 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Antashyan | 7119895 | 2 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Clayton Graham | 2672497 | 1 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Antonio Gonzalez | 2540873 | 1 | 11/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicola Dipaolo | 4307355 | 4 | 03/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Inzerella Trahan | 6173907 | 1 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Edwards | 2780979 | 1 | 12/19/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony James Del Prete | 1638478 | 5 | 10/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony James Del Prete | 1638478 | 5 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |