Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Davis | 2501354 | 12 | 09/05/2001 | Customer Dispute | Denied | $5,821.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 05/16/2001 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| John Francis Simmons | 2718486 | 2 | 03/30/2001 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 01/23/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Michael Mendola | 2891416 | 6 | 12/28/2000 | Customer Dispute | Denied | $6,206.81 | $0.00 | See FINRA Report |
| David Lynn Nicholas | 2025056 | 3 | 10/27/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 09/28/1999 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Alan S Haenel | 707171 | 3 | 08/31/1999 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Thomas Payton Collins | 2489423 | 1 | 10/01/1997 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |