Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Antonio Vazquez-Bou | 2687335 | 1 | 07/12/2010 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 06/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David L Ballantyne | 2075205 | 3 | 03/05/2010 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Lynn Nicholas | 2025056 | 3 | 03/25/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alfredo Oliva | 3083002 | 3 | 12/11/2008 | Customer Dispute | Denied | $32,562.00 | $0.00 | See FINRA Report |
| Leroy Joseph George | 1540486 | 2 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Obrien | 1995225 | 5 | 12/05/2008 | Customer Dispute | Denied | $21,462.90 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 11/24/2008 | Customer Dispute | Denied | $320,439.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 4 | 11/21/2008 | Customer Dispute | Denied | $169,623.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 11/21/2008 | Customer Dispute | Denied | $498,000.00 | $0.00 | See FINRA Report |