Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres Javier Pimentel | 5375389 | 1 | 03/06/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 09/26/2016 | Customer Dispute | Denied | $30,333.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 6 | 03/01/2016 | Customer Dispute | Denied | $5,128.35 | $0.00 | See FINRA Report |
| Sandra Benain McKoy | 2954755 | 4 | 06/09/2015 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Shawn Haddigan | 4814523 | 2 | 03/21/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Samuel D Wright | 4520348 | 2 | 07/24/2012 | Customer Dispute | Denied | $92,600.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 11/25/2011 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Allen Mathue Gonzalez | 3018623 | 3 | 11/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Alonso | 5520226 | 1 | 05/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 07/20/2010 | Customer Dispute | Denied | $92,432.00 | $0.00 | See FINRA Report |