Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Colon | 2995362 | 32 | 05/04/2018 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 03/09/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See FINRA Report |
| Andres Javier Pimentel | 5375389 | 1 | 03/06/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lorenzo A Delgado Bustamante | 5086059 | 6 | 02/22/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 02/21/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 02/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Neal | 2807840 | 5 | 02/14/2018 | Customer Dispute | Settled | $7,613.19 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 02/06/2018 | Customer Dispute | Settled | $2,916,470.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 01/26/2018 | Customer Dispute | Settled | $208,289.00 | $0.00 | See FINRA Report |
| Maile Sue Foster | 3049192 | 4 | 12/31/2017 | Customer Dispute | Settled | $413,981.00 | $0.00 | See FINRA Report |