Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| L. O'Neal Wheatley | 1040693 | 3 | 03/19/1990 | Customer Dispute | Settled | $20,200.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 05/18/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |