Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joseph McDonald | 1827242 | 8 | 05/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Lemuel Bargeron | 2573888 | 1 | 04/15/2002 | Customer Dispute | Pending | $122,250.00 | $0.00 | See FINRA Report |
| Stanley Jerome Keyes | 1211573 | 7 | 03/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 02/21/2002 | Customer Dispute | Denied | $3,013.37 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 02/20/2002 | Customer Dispute | Denied | $10,502.10 | $0.00 | See FINRA Report |
| John Francis Simmons | 2718486 | 2 | 02/18/2002 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| John P Freund | 726884 | 4 | 01/25/2002 | Customer Dispute | Denied | $319,743.00 | $0.00 | See FINRA Report |
| Kenneth Steven Yermak | 2623048 | 3 | 01/14/2002 | Customer Dispute | Denied | $190,000.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 10/29/2001 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 10/23/2001 | Customer Dispute | Award / Judgment | $684,495.00 | $275,000.00 | See FINRA Report |