Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Obrien | 1995225 | 5 | 10/24/2002 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Jonathan Lee Rogol | 1670332 | 3 | 10/11/2002 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Allen Mathue Gonzalez | 3018623 | 3 | 10/10/2002 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 09/27/2002 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |
| Bradley Ross Thompson | 3233338 | 2 | 08/28/2002 | Customer Dispute | Award / Judgment | $22,000.00 | $6,750.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 08/15/2002 | Customer Dispute | Settled | $918,000.00 | $0.00 | See FINRA Report |
| David L Ballantyne | 2075205 | 3 | 07/15/2002 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Garth Anthony Ivey | 2745607 | 1 | 06/23/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 06/03/2002 | Customer Dispute | Settled | $590,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 05/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |