Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Edmund Winter | 1099535 | 7 | 07/11/2003 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 06/27/2003 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 6 | 06/20/2003 | Customer Dispute | Settled | $6,647.77 | $0.00 | See FINRA Report |
| John Albert Nobile | 1722346 | 3 | 06/03/2003 | Customer Dispute | Closed-No Action | $13,910.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 05/25/2003 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 05/25/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 04/27/2003 | Customer Dispute | Settled | $99,900.00 | $0.00 | See FINRA Report |
| Allen Mathue Gonzalez | 3018623 | 3 | 04/23/2003 | Customer Dispute | Denied | $22,945.10 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 01/09/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 11/05/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |