Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lindell G Douglas | 3176154 | 4 | 09/22/2004 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Keith Geoffrey Fosler | 2031839 | 2 | 05/07/2004 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Bob Palmer Hodges | 2101302 | 1 | 04/02/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jonathan Lee Rogol | 1670332 | 3 | 02/29/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 10/28/2003 | Customer Dispute | Settled | $172,643.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 09/30/2003 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Jordan Paul Gates | 1683213 | 1 | 09/26/2003 | Customer Dispute | Settled | $80,200.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 6 | 08/19/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kenneth Steven Yermak | 2623048 | 3 | 08/14/2003 | Customer Dispute | Denied | $23,002.20 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 07/14/2003 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |