Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Dean Austin | 1449142 | 7 | 01/22/2009 | Customer Dispute | Closed-No Action | $11,473.30 | $0.00 | See FINRA Report |
| Brenda Kay Rafferty | 2588416 | 2 | 12/29/2008 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |
| Alfredo Oliva | 3083002 | 3 | 12/11/2008 | Customer Dispute | Denied | $32,562.00 | $0.00 | See FINRA Report |
| Leroy Joseph George | 1540486 | 2 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Obrien | 1995225 | 5 | 12/05/2008 | Customer Dispute | Denied | $21,462.90 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 11/24/2008 | Customer Dispute | Denied | $320,439.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 4 | 11/21/2008 | Customer Dispute | Denied | $169,623.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 11/21/2008 | Customer Dispute | Denied | $498,000.00 | $0.00 | See FINRA Report |
| Danny Young | 4115155 | 3 | 11/19/2008 | Customer Dispute | Closed-No Action | $7,195.62 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 11/13/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |