Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Colon | 2995362 | 32 | 07/20/2010 | Customer Dispute | Denied | $92,432.00 | $0.00 | See FINRA Report |
| Enrique Antonio Vazquez-Bou | 2687335 | 1 | 07/12/2010 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph McDonald | 1827242 | 8 | 06/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 06/07/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 03/26/2010 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| David L Ballantyne | 2075205 | 3 | 03/05/2010 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 12/14/2009 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Samuel D Wright | 4520348 | 2 | 10/08/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 09/28/2009 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 09/23/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |