Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rinaldo Diaz-Flores | 4129676 | 4 | 07/27/2011 | Customer Dispute | Settled | $713,428.00 | $0.00 | See FINRA Report |
| Gerald B Hoenings | 2184002 | 1 | 07/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 07/18/2011 | Customer Dispute | Settled | $132,800.00 | $0.00 | See FINRA Report |
| Daniel Alonso | 5520226 | 1 | 05/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 04/25/2011 | Customer Dispute | Settled | $626,039.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 04/08/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Charlie Ray Meagher | 330771 | 2 | 12/15/2010 | Customer Dispute | Settled | $38,500.00 | $0.00 | See FINRA Report |
| Melanie Anne Radcliff | 4099144 | 3 | 10/08/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 4 | 09/27/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Zackeroff | 2403140 | 1 | 08/19/2010 | Customer Dispute | Settled | $20,207.00 | $0.00 | See FINRA Report |