Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joseph McDonald | 1827242 | 8 | 11/25/2011 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Allen Mathue Gonzalez | 3018623 | 3 | 11/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 10/24/2011 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 10/17/2011 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $351,925.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $204,890.00 | $0.00 | See FINRA Report |
| Carl Dorsey Cornaglia | 3067666 | 10 | 10/04/2011 | Customer Dispute | Settled | $868,708.00 | $0.00 | See FINRA Report |
| Carl Anthony Forte | 1505285 | 3 | 09/26/2011 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Kevin Leonard Reller | 4793730 | 4 | 08/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 4 | 08/09/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |