Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arturo Colon | 2995362 | 32 | 02/11/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Sandra Benain McKoy | 2954755 | 4 | 06/09/2015 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 03/11/2015 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 02/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 12/02/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/20/2014 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Kelly Stolte Miller | 1336841 | 4 | 09/02/2014 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 08/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 07/29/2014 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 05/27/2014 | Customer Dispute | Settled | $295,778.00 | $0.00 | See FINRA Report |