Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Wilshire Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael John Finnan | 2311960 | 6 | 03/14/1994 | Customer Dispute | Award / Judgment | $49,878.00 | $8,750.00 | See FINRA Report |
Edward Charles Maher | 1431387 | 2 | 10/04/1993 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |