Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Wilshire Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aalon Rose | 4785931 | 2 | 01/18/2023 | Customer Dispute | Settled | $29,479.80 | $0.00 | See FINRA Report |
| John Vito Sclafani | 4005458 | 1 | 04/13/2018 | Customer Dispute | Pending | $22,390.00 | $0.00 | See FINRA Report |
| Aalon Rose | 4785931 | 2 | 10/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Finnan | 2311960 | 6 | 05/30/2011 | Customer Dispute | Award / Judgment | $50,001.00 | $40,000.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 07/12/2005 | Customer Dispute | Award / Judgment | $500,000.00 | $15,000.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 05/15/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Edward Charles Maher | 1431387 | 2 | 05/15/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 12/08/1999 | Customer Dispute | Award / Judgment | $200,000.00 | $9,750.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 07/07/1999 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Paul John Metz | 2443570 | 2 | 04/14/1997 | Customer Dispute | Settled | $113,061.00 | $0.00 | See FINRA Report |