Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arcadia Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Erik Ruehman | 2270257 | 4 | 08/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 05/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 05/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 05/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kurt Erik Ruehman | 2270257 | 4 | 06/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Katzmann | 1087840 | 1 | 01/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harris Robert Lowell Lydon | 1796845 | 2 | 11/13/2003 | Customer Dispute | Settled | $130,244.00 | $0.00 | See FINRA Report |
| Harris Robert Lowell Lydon | 1796845 | 2 | 10/12/1998 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |