Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arcadia Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Erik Ruehman | 2270257 | 4 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Basil Christakos | 2290795 | 1 | 03/10/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 07/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 07/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kurt Erik Ruehman | 2270257 | 4 | 05/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hamed Moghaddam | 2671047 | 2 | 02/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hamed Moghaddam | 2671047 | 2 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Weston | 2707886 | 8 | 05/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 05/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Weston | 2707886 | 8 | 02/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |