Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pacific Select Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Manuel Baca | 4407078 | 1 | 10/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Jeremiah McCarthy | 6716487 | 5 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Albert Torres | 4764911 | 1 | 05/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lauren Elizabeth Martell | 5581291 | 6 | 12/03/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lauren Elizabeth Martell | 5581291 | 6 | 07/25/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lauren Elizabeth Martell | 5581291 | 6 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Traci Anderson | 4311837 | 1 | 03/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lauren Elizabeth Martell | 5581291 | 6 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lauren Elizabeth Martell | 5581291 | 6 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maria R Martinez | 6638525 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |