Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stuart Portfolio Consultants, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Matthew Straw | 2518475 | 2 | 02/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Matthew Straw | 2518475 | 2 | 06/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |