Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Earl Lane | 2029988 | 1 | 02/02/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Karl Kilpatrick Mueller | 2639477 | 1 | 04/20/1999 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Kimberly Hinton Loftin | 6939337 | 1 | 07/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Nelson Dove | 7216938 | 1 | 06/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |