Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Kirk Shriver | 2088848 | 1 | 12/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lear Munn | 6575813 | 5 | 11/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 06/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ryan Calvert | 3241077 | 1 | 05/21/2021 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Monica Elena Wilson | 7461416 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veltrice MacOn Higginbotham | 5468275 | 3 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gina Gibson Rogers | 7709016 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary R Clementson | 5693752 | 1 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jake Shamon | 7264210 | 1 | 04/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessie Marie McCollough | 7011992 | 1 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |