Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwight Mathis | 3039115 | 2 | 08/03/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Todd Risinger | 1999473 | 2 | 04/17/2002 | Customer Dispute | Denied | $9,725.02 | $0.00 | See FINRA Report |
| Dwight Mathis | 3039115 | 2 | 04/16/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |