Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Citizens Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sonya Cross Wentz | 2515304 | 1 | 03/12/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ronald Lecoste Chapman | 2195333 | 1 | 07/10/2009 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Korene Z. Phillips Marsh | 2587362 | 1 | 04/23/2009 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Steven James Holt | 5317530 | 2 | 12/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pablo Martin Serna | 2476441 | 1 | 05/05/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Chadwick Kidwell | 3274626 | 1 | 09/30/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Dwight Mathis | 3039115 | 2 | 08/03/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Troy Lawrence Young | 2408465 | 1 | 06/04/2004 | Customer Dispute | Award / Judgment | $30,000.00 | $26,563.00 | See FINRA Report |
| Gregory Todd Risinger | 1999473 | 2 | 04/17/2002 | Customer Dispute | Denied | $9,725.02 | $0.00 | See FINRA Report |
| Dwight Mathis | 3039115 | 2 | 04/16/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |