Our Staff has compiled our research into a database of FINRA Broker Disclosures for Variable Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Lee Aanenson | 2329438 | 4 | 09/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Bruce van Deusen | 452835 | 8 | 09/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Bruce van Deusen | 452835 | 8 | 08/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Wilson | 4798200 | 1 | 10/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Bruce van Deusen | 452835 | 8 | 03/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Contreras | 1065421 | 1 | 01/13/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Rivest | 1328799 | 1 | 09/21/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |