Our Staff has compiled our research into a database of FINRA Broker Disclosures for Variable Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raphael Anthony Musto | 2738343 | 2 | 02/02/2005 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
Gregory Steven Wilson | 1272680 | 1 | 05/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Dean Wellman | 2474850 | 2 | 10/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raphael Anthony Musto | 2738343 | 2 | 04/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jordan David Volk | 1535761 | 1 | 10/30/2002 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
Jason Nathaniel Bentley | 3058577 | 2 | 05/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Bruce van Deusen | 452835 | 8 | 02/01/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Bruce van Deusen | 452835 | 8 | 02/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Lee Weiss | 1402386 | 1 | 10/01/1998 | Customer Dispute | Settled | $37,700.00 | $0.00 | See FINRA Report |
Jerry Lee Aanenson | 2329438 | 1 | 09/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |