Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kory Joseph Fay | 6595123 | 1 | 01/20/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory William Goelzer | 1040238 | 5 | 07/31/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Michelle Jann | 4470838 | 1 | 02/15/2011 | Customer Dispute | Denied | $7,182.12 | $0.00 | See FINRA Report |
| Brett Alan Stehl | 5354521 | 1 | 06/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory William Goelzer | 1040238 | 5 | 04/07/2006 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brett Dean McKamey | 1706545 | 2 | 11/28/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory William Goelzer | 1040238 | 5 | 11/28/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brett Dean McKamey | 1706545 | 2 | 08/19/2005 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Gregory William Goelzer | 1040238 | 5 | 08/19/2005 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Gregory William Goelzer | 1040238 | 5 | 12/31/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |