Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nations Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Thomas McGroarty | 3046687 | 2 | 06/30/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas George Brennan | 2237677 | 1 | 08/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |