Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westrock Capital Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rabindra Nath Bhattacharya | 1282685 | 2 | 10/17/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rabindra Nath Bhattacharya | 1282685 | 2 | 10/21/1992 | Customer Dispute | Award / Judgment | $743,333.00 | $556,000.00 | See FINRA Report |