Our Staff has compiled our research into a database of FINRA Broker Disclosures for TRG Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Shaughnessy Duggan | 1135600 | 2 | 02/12/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Paul Shaughnessy Duggan | 1135600 | 2 | 07/26/2012 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |