Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Patrick Nardolillo | 2416654 | 5 | 06/12/2002 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Mark Dorfman | 1457646 | 2 | 04/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Eugene Marty | 2822873 | 3 | 03/14/2000 | Customer Dispute | Denied | $11,465.00 | $0.00 | See FINRA Report |
| Timothy John Padva | 1564516 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barbara Benner Hudock | 1023038 | 2 | 01/23/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Glen Charles Mishler | 336714 | 2 | 09/07/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John H Chapel | 857747 | 1 | 12/09/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glen Charles Mishler | 336714 | 2 | 12/02/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |