Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Maggio | 2447727 | 3 | 10/04/2006 | Customer Dispute | Denied | $38,963.00 | $0.00 | See FINRA Report |
| Kevin Charles Swanson | 2528342 | 2 | 09/08/2005 | Customer Dispute | Closed-No Action | $83,749.70 | $0.00 | See FINRA Report |
| Kevin Charles Swanson | 2528342 | 2 | 10/29/2004 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Craig Crofton Frieders | 2817574 | 1 | 10/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Scott Demera | 2995472 | 2 | 09/19/2003 | Customer Dispute | Denied | $148,308.00 | $0.00 | See FINRA Report |
| Gregory Thomas Pacitti | 3258958 | 3 | 12/20/2002 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Patrick Lee Wallschlaeger | 865976 | 3 | 08/30/2002 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Daniel Elie | 2264172 | 2 | 01/09/2002 | Customer Dispute | Denied | $11,791.50 | $0.00 | See FINRA Report |
| Harish Vasanji Vishria | 1844588 | 2 | 10/05/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Daniel Elie | 2264172 | 2 | 06/18/2001 | Customer Dispute | Settled | $11,922.00 | $0.00 | See FINRA Report |