Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Leonard Harper | 826868 | 1 | 04/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Molinelli | 857407 | 1 | 03/19/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Thomas Pacitti | 3258958 | 3 | 11/06/2008 | Customer Dispute | Settled | $14,829.00 | $0.00 | See FINRA Report |
| Patrick Lee Wallschlaeger | 865976 | 3 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John R Cartledge | 4017958 | 2 | 09/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Nardolillo | 2218022 | 2 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Dorfman | 1457646 | 2 | 04/18/2008 | Customer Dispute | Denied | $480,320.00 | $0.00 | See FINRA Report |
| Gregory Thomas Pacitti | 3258958 | 3 | 05/29/2007 | Customer Dispute | Denied | $38,500.00 | $0.00 | See FINRA Report |
| Harish Vasanji Vishria | 1844588 | 2 | 04/10/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barbara Benner Hudock | 1023038 | 2 | 01/26/2007 | Customer Dispute | Denied | $9,177.00 | $0.00 | See FINRA Report |