Our Staff has compiled our research into a database of FINRA Broker Disclosures for USI Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Mattia | 3204235 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Daniel Walkey | 2475965 | 3 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Daniel Walkey | 2475965 | 3 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Daniel Walkey | 2475965 | 3 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Warren Denu | 2137630 | 1 | 02/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Mattia | 3204235 | 2 | 10/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |