Our Staff has compiled our research into a database of FINRA Broker Disclosures for RNR Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ellen Meredith Douglas | 1208203 | 17 | 04/02/2004 | Customer Dispute | Denied | $8,795.51 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 09/05/2003 | Customer Dispute | Settled | $141,562.00 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 05/13/2003 | Customer Dispute | Closed-No Action | $164,533.00 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 07/22/2002 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 02/01/2002 | Customer Dispute | Settled | $15,370.30 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 10/19/2001 | Customer Dispute | Settled | $576,508.00 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 03/30/2001 | Customer Dispute | Denied | $7,334.66 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 03/31/2000 | Customer Dispute | Denied | $15,120.90 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 05/26/1994 | Customer Dispute | Settled | $21,546.10 | $0.00 | See FINRA Report |
| Silvio Luigi Tibaldi | 446722 | 1 | 01/31/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |