Our Staff has compiled our research into a database of FINRA Broker Disclosures for RNR Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Albert Kuttler | 1425746 | 3 | 05/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Vito Romeo | 1041846 | 3 | 11/14/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| Steven Joel Noto | 1773394 | 1 | 11/14/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| William Vito Romeo | 1041846 | 3 | 03/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Collins | 2726760 | 1 | 12/16/2021 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Ellen Meredith Douglas | 1208203 | 17 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Ustick | 5673093 | 4 | 08/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Ustick | 5673093 | 4 | 02/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Ustick | 5673093 | 4 | 02/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Ustick | 5673093 | 4 | 10/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |