Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.H. Darbie & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Bruce Davis | 4219870 | 9 | 08/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Bruce Davis | 4219870 | 9 | 05/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brady Richardson | 1074713 | 4 | 03/31/2017 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Erik Jason Anderson | 2686661 | 1 | 05/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses Kisner | 2668507 | 2 | 01/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Y Rabinowitz | 2821450 | 2 | 08/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Troy Adams | 2137404 | 5 | 07/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Bruce Davis | 4219870 | 9 | 07/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Harte | 4780629 | 6 | 05/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alan Whitsel | 2447089 | 8 | 09/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |