Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Scott Fong | 2468087 | 2 | 02/02/2002 | Customer Dispute | Denied | $7,099.61 | $0.00 | See FINRA Report |
| Thomas Christopher Rapp | 1792438 | 3 | 07/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Greenberg | 1523402 | 1 | 06/06/2001 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Nicole Rae Bowen | 5711710 | 1 | 10/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Queally | 1040983 | 1 | 05/02/2000 | Customer Dispute | Settled | $37,835.00 | $0.00 | See FINRA Report |
| David John Malone | 706763 | 1 | 11/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl William Doerschler | 2917173 | 4 | 09/24/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Doerschler | 2917173 | 4 | 09/14/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Leslie Sanford | 1793105 | 3 | 06/09/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Dale Cannon | 1037333 | 3 | 03/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |