Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Francis Singer | 7206044 | 1 | 05/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Lee Heinrich | 1021204 | 1 | 04/15/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Paul McIvor | 4335962 | 1 | 03/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Anne Ruby | 3137693 | 1 | 06/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deepak Shivakumar Alur | 3139994 | 1 | 01/27/2009 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 4 | 12/18/2008 | Customer Dispute | Settled | $13,997.00 | $0.00 | See FINRA Report |
| Ashwini Kumar Ahluwalia | 1783739 | 2 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Shulman | 2354222 | 1 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Howard Webster | 1086031 | 2 | 07/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James McAndrew | 7466825 | 1 | 06/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |