Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Mark Boschert | 2638667 | 2 | 05/20/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Smarg | 816052 | 1 | 05/17/2011 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Robert Martin Black | 1145742 | 4 | 03/11/2011 | Customer Dispute | Denied | $17,872.00 | $0.00 | See FINRA Report |
| Raymond Charles Nash | 4454291 | 3 | 12/03/2010 | Customer Dispute | Denied | $35,940.00 | $0.00 | See FINRA Report |
| Ashwini Kumar Ahluwalia | 1783739 | 2 | 11/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John William Dedominic | 2225779 | 2 | 11/09/2010 | Customer Dispute | Denied | $835,192.00 | $0.00 | See FINRA Report |
| Alexander Stevens Heyniger | 5557481 | 1 | 11/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Thomas Hollinger | 248711 | 1 | 10/14/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Charles Nash | 4454291 | 3 | 07/15/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Douglas Mark Boschert | 2638667 | 2 | 06/10/2010 | Customer Dispute | Settled | $2,550,000.00 | $0.00 | See FINRA Report |