Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Corrigan | 865125 | 1 | 05/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Helms | 4620202 | 1 | 01/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Johnson Chaffee | 44040 | 2 | 01/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Lee Crowley | 6225976 | 2 | 12/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Ludwig | 2440911 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Ryan Tooker | 6388116 | 1 | 09/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 6 | 06/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Andrew Jackson | 4571489 | 1 | 04/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Mojares | 2429489 | 6 | 02/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Douglas Brocker | 1951402 | 2 | 01/30/2018 | Customer Dispute | Denied | $25,851.00 | $0.00 | See FINRA Report |