Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Marion Barry | 1189629 | 1 | 12/13/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Antoinette Harper | 5475179 | 1 | 12/27/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Benson | 1058651 | 1 | 10/27/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clinton Judd Crocker | 2843840 | 1 | 07/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren George Gallaway | 2813844 | 1 | 04/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Rapp | 1792438 | 4 | 03/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Scott Fong | 2468087 | 2 | 07/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Davis | 2187246 | 1 | 02/17/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Milton Herbert Cohn | 840000 | 1 | 08/06/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |