Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Dale Cannon | 1037333 | 3 | 03/19/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Dale Cannon | 1037333 | 3 | 11/25/1997 | Customer Dispute | Settled | $9,841.15 | $0.00 | See FINRA Report |
| John Leslie Sanford | 1793105 | 3 | 01/10/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Leslie Sanford | 1793105 | 3 | 05/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brady Carroll Knight | 2942663 | 1 | 12/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Seeling Jamieson | 257164 | 1 | 09/19/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Marion Barry | 1189629 | 1 | 12/13/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Antoinette Harper | 5475179 | 1 | 12/27/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Benson | 1058651 | 1 | 10/27/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clinton Judd Crocker | 2843840 | 1 | 07/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |