Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl William Doerschler | 2917173 | 4 | 11/14/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Antonio Jose Prado | 4334627 | 1 | 07/30/2002 | Customer Dispute | Settled | $17,479.40 | $0.00 | See FINRA Report |
| Francis Xavier Queally | 1040983 | 1 | 05/02/2000 | Customer Dispute | Settled | $37,835.00 | $0.00 | See FINRA Report |
| Carl William Doerschler | 2917173 | 4 | 09/24/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Doerschler | 2917173 | 4 | 09/14/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Dale Cannon | 1037333 | 3 | 03/19/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Dale Cannon | 1037333 | 3 | 11/25/1997 | Customer Dispute | Settled | $9,841.15 | $0.00 | See FINRA Report |
| Edward Seeling Jamieson | 257164 | 1 | 09/19/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Marion Barry | 1189629 | 1 | 12/13/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Benson | 1058651 | 1 | 10/27/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |