Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Douglas Mark Boschert | 2638667 | 2 | 06/10/2010 | Customer Dispute | Settled | $2,550,000.00 | $0.00 | See FINRA Report |
Raymond Lee Heinrich | 1021204 | 1 | 04/15/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Anthony Thomas Pace | 2115209 | 4 | 12/18/2008 | Customer Dispute | Settled | $13,997.00 | $0.00 | See FINRA Report |
James John Edwards | 4056830 | 1 | 05/16/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Richard Johnson Chaffee | 44040 | 2 | 03/26/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Richard Thaddeus Lincoln | 2765841 | 1 | 10/16/2006 | Customer Dispute | Settled | $12,444.80 | $0.00 | See FINRA Report |
Francis John Lojewski | 2330579 | 1 | 03/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Martin Black | 1145742 | 4 | 02/18/2005 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
Glen Alan Coral | 720017 | 1 | 06/25/2004 | Customer Dispute | Settled | $52,676.00 | $0.00 | See FINRA Report |
Anthony Thomas Pace | 2115209 | 4 | 04/06/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |