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FINRA Broker Disclosures for M Holdings Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas Mark Boschert2638667206/10/2010Customer DisputeSettled$2,550,000.00$0.00See FINRA Report
Raymond Lee Heinrich1021204104/15/2010Customer DisputeSettled$40,000.00$0.00See FINRA Report
Anthony Thomas Pace2115209412/18/2008Customer DisputeSettled$13,997.00$0.00See FINRA Report
James John Edwards4056830105/16/2008Customer DisputeSettled$15,000.00$0.00See FINRA Report
Richard Johnson Chaffee44040203/26/2007Customer DisputeSettled$50,000.00$0.00See FINRA Report
Richard Thaddeus Lincoln2765841110/16/2006Customer DisputeSettled$12,444.80$0.00See FINRA Report
Francis John Lojewski2330579103/20/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Martin Black1145742402/18/2005Customer DisputeSettled$450,000.00$0.00See FINRA Report
Glen Alan Coral720017106/25/2004Customer DisputeSettled$52,676.00$0.00See FINRA Report
Anthony Thomas Pace2115209404/06/2004Customer DisputeSettled$0.00$0.00See FINRA Report

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