Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Charles Nash | 4454291 | 3 | 12/03/2010 | Customer Dispute | Denied | $35,940.00 | $0.00 | See FINRA Report |
| John William Dedominic | 2225779 | 2 | 11/09/2010 | Customer Dispute | Denied | $835,192.00 | $0.00 | See FINRA Report |
| Raymond Charles Nash | 4454291 | 3 | 07/15/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Deepak Shivakumar Alur | 3139994 | 1 | 01/27/2009 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Ashwini Kumar Ahluwalia | 1783739 | 2 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Shulman | 2354222 | 1 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David John Gagnon | 1734379 | 1 | 11/15/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Robert Martin Black | 1145742 | 4 | 07/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Scott Fong | 2468087 | 2 | 02/02/2002 | Customer Dispute | Denied | $7,099.61 | $0.00 | See FINRA Report |
| Thomas Christopher Rapp | 1792438 | 3 | 07/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |