Our Staff has compiled our research into a database of FINRA Broker Disclosures for Principal Funds Distributor, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samantha Paige Kintzle | 6618324 | 1 | 05/10/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heath Nikolas Smith | 4657958 | 1 | 10/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Winston Crandell | 4954446 | 1 | 03/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven James Schnoor | 6749279 | 1 | 01/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerry Allan Holloway | 4911630 | 1 | 04/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kari Ann Delaney | 4132467 | 1 | 10/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |