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FINRA Broker Disclosures for Principal Funds Distributor, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Principal Funds Distributor, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samantha Paige Kintzle6618324105/10/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Heath Nikolas Smith4657958110/03/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
John Winston Crandell4954446103/10/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Steven James Schnoor6749279101/16/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Gerry Allan Holloway4911630104/20/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Kari Ann Delaney4132467110/25/1996CriminalFinal Disposition$0.00$0.00See FINRA Report

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