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FINRA Broker Disclosures for Four Points Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Four Points Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 63 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd Edmund Dombrowski4778394201/21/2013Customer DisputeClosed-No Action$92,143.10$0.00See FINRA Report
James Arnold Hintz1916767110/04/2012Customer DisputeAward / Judgment$1,100,000.00$80,000.00See FINRA Report
Rohit Jiledar Singh56790371210/09/2011Employment Separation After Allegations$0.00$0.00See FINRA Report
Todd Edmund Dombrowski4778394208/05/2011Customer DisputeSettled$200,000.00$0.00See FINRA Report
Michael Odonohue2150980301/25/2011Customer DisputeSettled$363,065.00$0.00See FINRA Report
Kwok Eddie Chiu2592506609/13/2010Customer DisputeSettled$50,000.00$0.00See FINRA Report
Thomas Michael Obrien2428109405/14/2006Customer DisputeSettled$176,051.00$0.00See FINRA Report
Thomas Michael Obrien2428109408/22/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Michael Obrien2428109406/16/2004Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Douglas Wayne Magnuson2592996604/10/2004Customer DisputeClosed-No Action$27,754.40$0.00See FINRA Report

63 Results

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