Our Staff has compiled our research into a database of FINRA Broker Disclosures for Four Points Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Todd Edmund Dombrowski | 4778394 | 2 | 01/21/2013 | Customer Dispute | Closed-No Action | $92,143.10 | $0.00 | See FINRA Report |
James Arnold Hintz | 1916767 | 1 | 10/04/2012 | Customer Dispute | Award / Judgment | $1,100,000.00 | $80,000.00 | See FINRA Report |
Rohit Jiledar Singh | 5679037 | 12 | 10/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Todd Edmund Dombrowski | 4778394 | 2 | 08/05/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Michael Odonohue | 2150980 | 3 | 01/25/2011 | Customer Dispute | Settled | $363,065.00 | $0.00 | See FINRA Report |
Kwok Eddie Chiu | 2592506 | 6 | 09/13/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Thomas Michael Obrien | 2428109 | 4 | 05/14/2006 | Customer Dispute | Settled | $176,051.00 | $0.00 | See FINRA Report |
Thomas Michael Obrien | 2428109 | 4 | 08/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Michael Obrien | 2428109 | 4 | 06/16/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Douglas Wayne Magnuson | 2592996 | 6 | 04/10/2004 | Customer Dispute | Closed-No Action | $27,754.40 | $0.00 | See FINRA Report |